Risk, Governance & Compliance
ISO 37301:2021 Compliance Management – Internal Auditor
Overview
A practical programme that equips staff to audit their own organisation against ISO 37301:2021. Participants learn to plan an internal audit, gather objective evidence, write clear findings and support corrective action, in line with ISO 19011.
The standard
About the standard
ISO 37301:2021
Compliance Management System
Specifies requirements for a compliance management system that helps an organization identify its legal, regulatory, contractual and voluntary obligations and manage them in a structured, auditable way. It is grounded in governance concepts such as proportionality, transparency and sustainable practice, and is designed to work for organizations of any type or sector, whether adopted for certification or used purely as internal guidance. The standard covers leadership commitment, compliance risk assessment, controls, training, reporting of concerns and continual review.
Key objectives
- Provide a certifiable framework for identifying and managing compliance obligations
- Embed compliance risk assessment and controls into everyday operations
- Foster a culture of integrity, transparency and accountability
- Provide channels for raising and investigating compliance concerns
- Enable integration with other governance and management system standards
Who uses it
Organizations seeking to manage regulatory and voluntary compliance obligations.
Contribution to the SDGs
Per ISO, ISO 37301 contributes to the following UN Sustainable Development Goals:
Learning outcomes
What you will be able to do
- Explain the intent and key requirements of ISO 37301:2021
- Prepare an internal audit plan and checklist
- Gather objective evidence and record findings
- Write nonconformity statements and support root-cause analysis
- Report audit results to management
Who should attend
Staff joining an internal audit team, process owners and quality, safety or compliance coordinators.
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